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江苏省地方金融监管局关于印发《江苏省
融资租赁公司监督管理实施细则(试行)》的通知
发布日期:2020-05-06 17:59 来源:江苏省人民政府办公厅 字体:[ ]

苏金监规〔2021〕1号


GESHEQUSHIDIFANGJINRONGJIANGUANJU,GEXIAN(SHI、QU)DIFANGJINRONGJIANGUANBUMEN,GERONGZIZULINGONGSI:

WEIGUANCHELUOSHIZHONGGUOYINBAOJIANHUI《RONGZIZULINGONGSIJIANDUGUANLIZANXINGBANFA》(YINBAOJIANFA〔2020〕22HAO),JIAQIANGQUANSHENGRONGZIZULINGONGSIDEJIANDUGUANLI,WOJUYANJIUZHIDINGLE《JIANGSUSHENGRONGZIZULINGONGSIJIANDUGUANLISHISHIXIZE(SHIXING)》。JINGSHENGZHENGFUTONGYI,XIANYINFANIMEN,QINGRENZHENZUNZHAOZHIXING。

 

                           SHENGDIFANGJINRONGJIANDUGUANLIJU

                           2021NIAN1YUE21RI

 

江苏省融资租赁公司监督管理实施细则(试行)

 

第一章 总 则

DIYITIAO WEIJIAQIANGQUANSHENGRONGZIZULINGONGSIJIANDUGUANLI,GUIFANRONGZIZULINJINGYINGXINGWEI,FANGFANHUAJIEXIANGGUANJINRONGFENGXIAN,CUJINQUANSHENGRONGZIZULINXINGYEGUIFANJIANKANGFAZHAN,GENJU《ZHONGHUARENMINGONGHEGUOMINFADIAN》《ZHONGHUARENMINGONGHEGUOGONGSIFA》《SHICHANGZHUNRUFUMIANQINGDAN(2020NIANBAN)》《RONGZIZULINGONGSIJIANDUGUANLIZANXINGBANFA》DENGYOUGUANFALVFAGUIHEZHENGCEGUIDING,JIEHEWOSHENGSHIJI,ZHIDINGBENXIZE。

DIERTIAO ZAIBENSHENGXINGZHENGQUYUNEIYIFASHELIDECONGSHIRONGZIZULINYEWUDEYOUXIANZERENGONGSIHUOZHEGUFENYOUXIANGONGSI(BUHANJINRONGZULINGONGSI)JIFENZHIJIGOUSHIYONGBENXIZE。

BENXIZESUOCHENGRONGZIZULINYEWU,SHIZHICHUZURENGENJUCHENGZURENDUICHUMAIREN、ZULINWUDEXUANZE,XIANGCHUMAIRENGOUMAIZULINWU,TIGONGJICHENGZURENSHIYONG,CHENGZURENZHIFUZUJINDEJIAOYIHUODONG。

DISANTIAO RONGZIZULINGONGSIKAIZHANJINGYINGHUODONG,YINGDANGZUNSHOUFALVJIGUOJIAYOUGUANGUIDING,ZUNXUNCHENGSHIXINYONGHEGONGPINGYUANZE,WENJIANJINGYING,JIANCHIRONGZIYURONGWUXIANGJIEHE,TIGAOZHUANYEHUASHUIPING,FUWUSHITIJINGJIFAZHAN。

DISITIAO SHENGDIFANGJINRONGJIANDUGUANLIJUSHIQUANSHENGRONGZIZULINGONGSIJIANDUGUANLIBUMEN,FUZEZHIDINGQUANSHENGJIANGUANGONGZUOZHENGCE、ZHIDU,BINGZUZHISHISHIGONGZUOBUSHU;JIANLIRONGZIZULINGONGSIZHONGDASHIJIANXINXITONGBAOJIZHI、FENGXIANYUJINGJIZHIHETUFASHIJIANYINGJICHUZHIYUAN;KAIZHANQUANSHENGRONGZIZULINXINGYEYUNXINGQINGKUANGTONGJI、JIANCEHEFENXIDENGGONGZUO。

SHEQUSHIDIFANGJINRONGJIANDUGUANLIJU(YIXIAJIANCHENGSHEQUSHIJIANGUANBUMEN)、XIAN(SHI、QU)DIFANGJINRONGJIANDUGUANLIBUMEN(YIXIAJIANCHENGXIAN(SHI、QU)JIANGUANBUMEN)ZAIGEZIZHIZEFANWEINEI,JUTIFUZEXIAQUNEIRONGZIZULINGONGSISHELIYIJIBIANGENGSHIXIANGDEHUISHANGSHENCHA、RICHANGJIANGUAN、FENGXIANFANGFANYUCHUZHIDENGGONGZUO。

第二章 设立、变更以及终止

DIWUTIAO SHENGDIFANGJINRONGJIANDUGUANLIJUYUSHENGSHICHANGJIANDUGUANLIJUJIANLIHUISHANGJIZHI,YANGEKONGZHIRONGZIZULINGONGSIJIQIFENZHIJIGOUDEDENGJIZHUCE。SHELIRONGZIZULINGONGSIJIQIFENZHIJIGOU,ANZHAOYIXIACHENGXUBANLI:

SHENQINGRENXIANGXIAN(SHI、QU)JIANGUANBUMENTICHUSHELISHENQING。XIAN(SHI、QU)JIANGUANBUMENDUISHENQINGRENXIANGGUANXINXIJINXINGDIAOCHAHESHI,XINGCHENGCHUBUYIJIANBAOSHEQUSHIJIANGUANBUMEN。SHEQUSHIJIANGUANBUMENZAISANSHIRINEIZUZHIXIAN(SHI、QU)JIANGUANBUMENJIQITAXIANGGUANBUMEN、DANWEIJINXINGHUISHANG,BAOSHENGDIFANGJINRONGJIANDUGUANLIJUHOU,GENJUPIFUCHUJUHUISHANGYIJIAN。DENGJIZHUCEJIGUANGENJUHUISHANGYIJIANYIFABANLIRONGZIZULINGONGSIDENGJIZHUCE。

SHEQUSHIJIANGUANBUMENKEGENJUBENDISHIJI,DUIHUISHANGFANGSHIJINYIBUXIHUA。

DILIUTIAO SHENQINGSHELIRONGZIZULINGONGSI,JIANGUANBUMENYINGDANGJIUXIALIESHIXIANGJINXINGZHONGDIANSHENCHA:

(YI)MINGCHENGZHONGSHIFOUBIAOMING“RONGZIZULIN”ZIYANG;

(ER)ZHUCEZIBENSHIFOUFUHEGUIDINGBINGSHIJIAODAOWEI;

(SAN)ZAIZHUCEDISHIFOUYOUYUYEWUJINGYINGXIANGSHIYINGDEYINGYECHANGSUO;

(SI)YEWUGUIFANHEFENGXIANKONGZHIDENGNEIBUGUANLIZHIDUSHIFOUJIANQUAN;

(WU)GUDONGXINYUZHUANGKUANGSHIFOULIANGHAO,ZUIJINSANNIANNEISHIFOUCUNZAIZHONGDAWEIFAWEIGUIJILU,SHIFOUJUBEIYUQICHUZIJINEXIANGSHIYINGDEZICHANGUIMOHUOZHEZIJINSHILI;

(LIU)NIRENDONGSHI、JIANSHI、GAOJIGUANLIRENYUANXINYUZHUANGKUANGSHIFOULIANGHAO,ZUIJINSANNIANNEISHIFOUCUNZAIZHONGDAWEIFAWEIGUIJILU,SHIFOUSHUXIRONGZIZULINYEWUXIANGGUANFALVFAGUI,SHIFOUJUYOULVZHISUOXUDECONGYEJINGYANHEGUANLINENGLI;

(QI)GUOJIAGUIDINGDEQITASHIXIANG。

DIQITIAO RONGZIZULINGONGSISHENQINGSHELIFENZHIJIGOU、ZIGONGSI,JIANGUANBUMENYINGDANGJIUXIALIESHIXIANGJINXINGZHONGDIANSHENCHA:

(YI)SHISHOUZIBENJINQINGKUANG;

(ER)CAIWUZHUANGKUANGYIJICHIXUJINGYINGNENGLI;

(SAN)GONGSIXINYONGZHUANGKUANGSHIFOULIANGHAO,ZUIJINSANNIANNEISHIFOUCUNZAIZHONGDAWEIFAWEIGUIJILU;

(SI)JIANGUANPINGJIQINGKUANG;

(WU)RONGZIZULINGONGSIDUIFENZHIJIGOUDEYINGYUNZIJINBOFUQINGKUANG;

(LIU)GUOJIAGUIDINGDEQITASHIXIANG。

DIBATIAO RONGZIZULINGONGSIBIANGENGGONGSIMINGCHENG、ZUZHIXINGSHI、GUQUANJIEGOU,JIANSHAOZHUCEZIBEN,KUASHEQUSHIBIANGENGDIZHIDENG,YOUZHUCEDIJIANGUANBUMENZUZHIXIANGGUANZHINENGBUMENJINXINGHUISHANG,BAOJINGSHENGDIFANGJINRONGJIANGUANJUXINGCHENGYIZHIYIJIANHOUCHUJUHUISHANGYIJIAN。

DIJIUTIAO RONGZIZULINGONGSIJIESANHUOZHEBEIYIFAXUANGAOPOCHANDE,YINGDANGYIFAJINXINGQINGSUAN。QINGSUANJIESHUHOU,YINGDANGJIANGQINGSUANBAOGAOHUOZHESIFACAIDINGDENGXIANGGUANCAILIAOBAOSONGZHUCEDIJIANGUANBUMEN,BINGANGUIDINGXIANGDENGJIZHUCEJIGUANSHENQINGBANLIZHUXIAODENGJI。

RONGZIZULINGONGSIBUZAIJINGYINGRONGZIZULINYEWUDANBUJIESANDE,YINGDANGYIFABIANGENGGONGSIMINGCHENGHEJINGYINGFANWEI。BIANGENGHOUDEGONGSIMINGCHENGBUDEHANYOU“RONGZIZULIN”ZIYANG,JINGYINGFANWEIBUDEBAOHANRONGZIZULINYEWU。RONGZIZULINGONGSIYINGDANGZIBIANGENGGONGSIMINGCHENGHEJINGYINGFANWEIZHIRIQISANSHIRINEIWANCHENGYINGYECHANGSUOXIANGGUANBIAOSHIDEQINGLIHUOBIANGENGGONGZUO。

第三章 业务规则

DISHITIAO SHIYONGYURONGZIZULINJIAOYIDEZULINWUWEIGUDINGZICHAN,ZHUYAOBAOKUOSHENGCHANSHEBEI、TONGXINSHEBEI、YILIAOSHEBEI、KEYANSHEBEI、JIANYANJIANCESHEBEI、GONGCHENGJIXIESHEBEI、BANGONGSHEBEI、FEIJI、QICHE、CHUANBOYIJIQITAFUHEXIANGGUANGUIDINGDEZULINWU。

RONGZIZULINYEWUDEZULINWUYINGDANGQUANSHUQINGXI、ZHENSHICUNZAIQIENENGGOUCHANSHENGSHOUYI。RONGZIZULINGONGSIBUDEXUGOUZULINWUHUOZULINWUHETONGJIAZHIYUSHIJIJIAZHIMINGXIANBUFU;BUDEJIESHOUYIJINGSHEZHIDIYA、QUANSHUCUNZAIZHENGYIHUOZHEYIBEISIFAJIGUANCHAFENG、KOUYADECAICHANHUOZHESUOYOUQUANCUNZAIXIACIDECAICHANZUOWEIZULINWU。

DISHIYITIAO RONGZIZULINGONGSICHUANYOUGUANGUIDINGBANLIQUANSHU(HANXIANGGUANFUSHUQUANLI)DENGJIWAI,YINGDANGJISHIZAIGUOJIAGUIDINGDEDONGCHANRONGZITONGYIDENGJIGONGSHIXITONGBANLIZULINWUQUANSHUDENGJI。

DISHIERTIAO RONGZIZULINGONGSIBUDEKAIZHANXIALIEYEWUHUOZHEHUODONG:

(YI)FEIFAJIZI、XISHOUHUOBIANXIANGXISHOUCUNKUAN;

(ER)FAFANGHUOSHOUTUOFAFANGDAIKUAN,YIRONGZIZULINYEWUDEMINGYIKAIZHAN“XIAOYUANDAI”“XIANJINDAI”“GAOLIDAI”DENG;

(SAN)SHIJISHOUQUDEZUJIN、PEICHANGJIN、WEIYUEJINDENGFEIYONGWEIFANGUOJIAYOUGUANGUIDING;

(SI)YUQITARONGZIZULINGONGSICHAIJIEHUOBIANXIANGCHAIJIEZIJIN;

(WU)XUGOURONGZIZULINXIANGMUJINXINGRONGZI;

(LIU)TONGGUOWANGLUOJIEDAIXINXIZHONGJIEDENGHULIANWANGJINRONGPINGTAI、SIMUTOUZIJIJINRONGZIHUOZHUANRANGZICHAN;

(QI)WEIFANGUOJIAYOUGUANGUIDINGXIANGDIFANGZHENGFU、DIFANGZHENGFURONGZIPINGTAIGONGSITIGONGRONGZIHUOZHEYAOQIUDIFANGZHENGFUWEIZULINXIANGMUTIGONGDANBAO、CHENGNUOHAIKUANDENG;

(BA)XUJIAXUANCHUANHUOZHEWUDAOXINGXUANCHUAN;

(JIU)YIFEIFAHUOZHEBUZHENGDANGSHOUDUANCUISHOUZHAIWU;

(SHI)GUOJIAHEBENSHENGGUIDINGJINZHIKAIZHANDEQITAYEWUHUOHUODONG。

DISHISANTIAO RONGZIZULINGONGSIKAIZHANQICHERONGZIZULINYEWUDE,YINGDANGZUNSHOUYIXIAGUIDING:

(YI)BUDEYIRONGZIZULINYEWUDEMINGYICONGSHIQICHEXIAOFEIDAIKUANYEWU,BUDEYUCHENGZUFANGQIANDINGQICHEDIYADAIKUANHETONG;

(ER)BUDEYI“FENQIFUKUAN”“QICHEDAIKUAN”DENGMINGYI,WUDAOXIAOFEIZHE,HETONG、XUANCHUANZILIAO、WANGZHAN、SHOUJIYINGYONGCHENGXUDENGBUDECHUXIAN“DAI”“DAIKUAN”DENGBUSHUYURONGZIZULINYEWUJINGYINGFANWEINEIDEZIYANGMIAOSHU;

(SAN)TIGONGFUWUSHI,ZHUNQUEJIESHIRONGZIZULINYEWUNEIRONG,ZHENSHI、QUANMIANGAOZHICHELIANGSUOYOUQUANGUISHUDENGZHONGYAOXINXI;

(SI)GUIFANZUJINGUANLI,MINGQUEGAOZHIRONGZIJINEXIANGMUMINGXIYUJUTIJINE,YUEZUJINHAIKUANRIQIYUJINEDENGGEXIANGFEIYONGJINE,YIJIWEIYUEQINGXINGXIAXUCHENGDANDEWEIYUEZERENJIXIANGGUANFEIYONGGOUCHENG;

(WU)BUDEWEIKEHUTIGONGHUOBIANXIANGTIGONGRONGZIDANBAO;

(LIU)SHENSHENXUANZEHEZUOJIGOU,FAXIANHEZUOJIGOUCUNZAILUANSHOUFUWUFEI、GUYIXIELUGERENXINXI、FEIFACUISHOUDENGWEIFAWEIGUIXINGWEI,JISHIZHONGZHIHEZUOGUANXI。

DISHISITIAO RONGZIZULINGONGSIYINGDANGJIANLIJIANQUANKEHUTOUSUYIJIJIUFENCHULIJIZHI,GONGKAITOUSUDIANHUAYIJIQITATOUSUQUDAO,DUIKEHUTOUSUYINGDANGTUOSHANCHULIBINGJISHIFANKUI。

第四章 风险控制

DISHIWUTIAO RONGZIZULINGONGSIYINGDANGYANGEZHIXINGGUOJIAGUIDINGDEZULINZICHANBIZHONG、GANGGANLV、TOUZIBILIYIJIKEHUJIZHONGDU、GUANLIANDUDENGJIANGUANZHIBIAOYAOQIU。

(YI)RONGZIZULINHEQITAZULINZICHANBIZHONGBUDEDIYUZONGZICHANDE60%;

(ER)FENGXIANZICHANZONGEBUDECHAOGUOJINGZICHANDE8BEI;

(SAN)KAIZHANDEGUDINGSHOUYILEIZHENGQUANTOUZIYEWU,BUDECHAOGUOJINGZICHANDE20%;

(SI)DUIDANYICHENGZURENDEQUANBURONGZIZULINYEWUYUEBUDECHAOGUOJINGZICHANDE30%,DUIDANYIJITUANDEQUANBURONGZIZULINYEWUYUEBUDECHAOGUOJINGZICHANDE50%;

(WU)DUIYIGEGUANLIANFANGDEQUANBURONGZIZULINYEWUYUEBUDECHAOGUOJINGZICHANDE30%,DUIQUANBUGUANLIANFANGDEQUANBURONGZIZULINYEWUYUEBUDECHAOGUOJINGZICHANDE50%;

(LIU)DUIDANYIGUDONGJIQIQUANBUGUANLIANFANGDERONGZIZULINYUE,BUDECHAOGUOGAIGUDONGZAIRONGZIZULINGONGSIDECHUZIE,QIETONGSHIMANZUDUIDANYIKEHUGUANLIANDUDEGUIDING。

ZAIZHIXINGGUOJIAGUIDINGDEJIANGUANZHIBIAODEQIANTIXIA,JIANGUANBUMENKEGENJURONGZIZULINGONGSIDEJINGYINGZHUANGKUANG、FENGXIANQINGKUANG、HEGUIQINGKUANGDENG,DUIRONGZIZULINGONGSIDERONGZIFANGSHI、ZICHANZHUANRANGFANGSHISHISHIFENLEIGUANLI。

DISHILIUTIAO RONGZIZULINGONGSIYINGDANGANZHAOQUANMIAN、SHENSHEN、YOUXIAO、DULIYUANZE,JIANLIJIANQUANNEIBUKONGZHIZHIDU、CAIWUHUIJIZHIDUHENEIBUSHENJIZHIDU,ZHENSHIJILUHEFANYINGGONGSIDECAIWUZHUANGKUANG、JINGYINGCHENGGUOHEXIANJINLIULIANG,BINGXINGCHENGLIANGHAODEFENGXIANZICHANFENLEIGUANLIZHIDU、CHENGZURENXINYONGPINGGUZHIDU、SHIHOUZHUICHANGHECHUZHIZHIDU、FENGXIANYUJINGJIZHIYIJIFANGQIZHAHEFANXIQIANZHIDUDENG,FANGFAN、KONGZHIHEHUAJIEFENGXIAN,BAOZHANGGONGSIANQUANWENJIANYUNXING。

DISHIQITIAO RONGZIZULINGONGSIYINGDANGGENJUQIZUZHIJIAGOU、YEWUGUIMOHEFUZACHENGDU,JIANLIQUANMIANDEFENGXIANGUANLITIXI,DUIXINYONGFENGXIAN、LIUDONGXINGFENGXIAN、SHICHANGFENGXIANDENGGELEIFENGXIANJINXINGYOUXIAODESHIBIE、JILIANG、JIANCEHEKONGZHIHUAJIE,TONGSHIHAIYINGDANGJISHISHIBIEHEKONGZHIHUAJIEYURONGZIZULINYEWUXIANGGUANDETEDINGFENGXIAN。

DISHIBATIAO RONGZIZULINGONGSIYINGDANGJIAQIANGZULINWUWEIDANBAOYUZHIGUANLI,DANGZULINWUWEIDANBAOYUZHICHUXIANJIANZHIJIXIANGSHI,YINGDANGJISHIANZHAOHUIJIZHUNZEYAOQIUJITIJIANZHIZHUNBEI。

DISHIJIUTIAO RONGZIZULINGONGSIKAIZHANZICHANZHENGQUANHUA、FAXINGZHAIQUANDENGYEWU,YINGDANGZAIJINGPIZHUNDEJIAOYICHANGSUOHUOYINXINGJIANSHICHANG,MIANXIANGHEGETOUZIZHEFAXING,TOUZIZHERENSHU、TOUZIJINEDENGYINGDANGFUHEGUOJIAYOUGUANGUIDING。

RONGZIZULINGONGSITONGGUOYINXINGJIEKUAN、GUDONGJIEKUAN、FAXINGZHAIQUAN、KAIZHANZICHANZHENGQUANHUADENGRONGZIXINGSHIRONGRUZIJINDEGUIMOBUDECHAOGUOXIANGYINGDEBILIXIANE。

DIERSHITIAO RONGZIZULINGONGSIYINGDANGJIANLIZICHANZHILIANGFENLEIZHIDUHEZHUNBEIJINZHIDU。ZAIZHUNQUEFENLEIDEJICHUSHANGJISHIZUEJITIZICHANJIANZHISUNSHIZHUNBEI,ZENGQIANGFENGXIANDIYUNENGLI。

DIERSHIYITIAO RONGZIZULINGONGSIYINGDANGJIAQIANGDUIZULINQIXIANJIEMANFANHAIHUOZHEYINCHENGZURENWEIYUEERQUHUIDEZULINWUDEFENGXIANGUANLI,JIANLIWANSHANDEZULINWUCHUZHIZHIDUHECHENGXU,JIANGDIZULINWUCHIYOUQIFENGXIAN。

DIERSHIERTIAO RONGZIZULINGONGSIKAIZHANSHOUHOUHUIZUYEWUSHI,YINGDANGCHONGFENKAOLVBINGKEGUANPINGGUSHOUHOUHUIZUZICHANDEJIAZHI,JIAQIANGFENGXIANFANGKONG。SHOUHOUHUIZUDEZULINWUYINGDANGWEINENGGOUFAHUIJINGJIGONGNENGBINGQIENENGGOUCHANSHENGCHIXUJINGJIXIAOYIDEGUDINGZICHAN。

DIERSHISANTIAO RONGZIZULINGONGSIDUIZHUANZULINDERONGZIZULINZICHANYINGDANGFENBIEGUANLI、DANDUJIANZHANG。ZHUANZULINYINGDANGJINGCHUZURENTONGYI。

RONGZIZULINGONGSIHECHENGZURENYINGDANGDUIYURONGZIZULINYEWUYOUGUANDEDANBAO、BAOXIANDENGSHIXIANGJINXINGCHONGFENYUEDING,WEIHUJIAOYIANQUAN。

DIERSHISITIAO RONGZIZULINGONGSIYINGDANGYOUXIAOKONGZHIHEJIANGDIFENGXIAN,DUIRONGZIZULINXIANGMUJINXINGRENZHENDIAOCHA,CHONGFENKAOLVHEPINGGUCHENGZURENCHIXUZHIFUZUJINDENENGLI,CAIQUDUOZHONGFANGSHIJIANGDIWEIYUEFENGXIAN,BINGJIAQIANGDUIRONGZIZULINXIANGMUDEJIANCHAYIJIHOUQIGUANLI。

第五章 分类处置管理

DIERSHIWUTIAO DIFANGGEJIJIANGUANBUMENYINGDANGPAICHAXIAQUNEIRONGZIZULINGONGSIJINGYINGZHUANGKUANG,GENJUGONGSIZIZHITIAOJIAN、JINGYINGFENGXIAN、HEGUIQINGKUANG,JIANGRONGZIZULINGONGSIHUAFENWEIZHENGCHANGJINGYING、FEIZHENGCHANGJINGYINGHEWEIFAWEIGUIJINGYINGSANLEI。XINSHELIWEIMANLIUGEYUEDERONGZIZULINGONGSIZANBUCANYUFENLEI。

DIERSHILIUTIAO ZHENGCHANGJINGYINGLEIRONGZIZULINGONGSIYINGDANGFUHEYIXIATIAOJIAN:

(YI)YIFAHEGUIJINGYING,ZUIJINSANNIANNEIWUZHONGDAWEIFAWEIGUIJILU;

(ER)JIESHOUBINGPEIHEJIANGUAN、ZAIZHUCEDIYOUJINGYINGCHANGSUOQIERUSHIWANZHENGTIANBAOXINXI;

(SAN)SHIZHIXINGKAIZHANRONGZIZULINXIANGGUANYEWU,BINGCHIXUJINGYINGLIUGEYUEYISHANG;

(SI)FALV、FAGUIGUIDINGDEQITATIAOJIAN。

DIERSHIQITIAO NARUZHENGCHANGJINGYINGLEIGONGSIMINGDANANZHAOYIXIACHENGXUBANLI:

(YI)SHENQINGNARUZHENGCHANGJINGYINGLEIGONGSIMINGDANDERONGZIZULINGONGSI,YINGDANGZHUDONGXIANGSUOZAIDIXIAN(SHI、QU)JIANGUANBUMENBAOSONGGONGSIYOUGUANXINXI;

(ER)SHEQUSHIJIANGUANBUMENHUITONGXIAN(SHI、QU)JIANGUANBUMENSHENHEYINGYEZHIZHAO、GONGSIZHANGCHENG、GUDONGMINGDAN、GAOJIGUANLIRENYUANMINGDANHEJIANLI、JINLIANGNIANCAIWUSHENJIBAOGAOYIJIQITAZILIAO,JIEHEGONGSISUOZAIDIDESHICHANGJIANGUAN、SHUIWU、RENMINYINXING、YINBAOJIANDENGBUMENHEDANWEIYIJIAN,CHUBUQUEDINGZHENGCHANGJINGYINGLEIGONGSIMINGDAN,SHANGBAOSHENGDIFANGJINRONGJIANGUANJU;

(SAN)SHENGDIFANGJINRONGJIANGUANJUDUICAILIAOJINXINGFUHE,FUHEZHENGCHANGJINGYINGTIAOJIANDE,BAOZHONGGUOYINBAOJIANHUITONGYIHOUNARUZHENGCHANGJINGYINGLEIGONGSIMINGDAN,BINGDUIWAIGONGBU。

DIERSHIBATIAO SHENGDIFANGJINRONGJIANGUANJUJIANLIRONGZIZULINGONGSIJIANGUANPINGJIATIXI,ZUZHIDUIQUANSHENGZHENGCHANGJINGYINGLEIDERONGZIZULINGONGSIJINXINGJIANGUANPINGJI,SHIJIAOZHUCEZIBENWEIDADAOYIYIYUANRENMINBIDE,BUNARUPINGJI。RONGZIZULINGONGSIJIANGUANPINGJIZHIDUYOUSHENGDIFANGJINRONGJIANGUANJULINGXINGZHIDING。

DIERSHIJIUTIAO DIFANGGEJIJIANGUANBUMENYINGDANGJIANCHI“DONGTAIGUANLI、YOUJINYOUCHU”YUANZE,JIAQIANGDUIZHENGCHANGJINGYINGLEIGONGSIMINGDANNEIRONGZIZULINGONGSIDEGENZONGJIANCE,FAXIANWEIFAWEIGUIXINGWEI,JISHIDIAOCHAHESHICHUZHI,BINGSHANGBAOSHENGDIFANGJINRONGJIANGUANJU。

SHENGDIFANGJINRONGJIANGUANJUFUHEHOU,SHIWEIFAWEIGUIXINGWEIDEQINGXINGJIANGRONGZIZULINGONGSICONGZHENGCHANGJINGYINGLEIGONGSIMINGDANNEIYICHU,BINGXIANGZHONGGUOYINBAOJIANHUIBAOGAO。

DISANSHITIAO DIFANGGEJIJIANGUANBUMENYINGDANGDUCUFEIZHENGCHANGJINGYINGLEIRONGZIZULINGONGSIJINXINGZHENGGAI。ZHENGGAIYANSHOUHEGEDE,KENARUZHENGCHANGJINGYINGLEIGONGSIMINGDAN;JUJUEZHENGGAIHUOZHEZHENGGAIYANSHOUBUHEGEDE,YIFAYIGUICAIQUXIANGYINGJIANGUANCUOSHI。

DUIYUWEIFAWEIGUIJINGYINGLEIRONGZIZULINGONGSI,WEIFAWEIGUIQINGJIEJIAOQINGQIEZHENGGAIYANSHOUHEGEDE,KENARUZHENGCHANGJINGYINGLEIGONGSIMINGDAN;ZHENGGAIYANSHOUBUHEGEHUOWEIFAWEIGUIQINGJIEYANZHONGDE,DIFANGJINRONGJIANGUANBUMENYINGDANGYIFAJIYUXINGZHENGCHUFAHUOZHEXIEDIAOSHICHANGJIANGUANBUMENYIFADIAOXIAOQIYINGYEZHIZHAO;SHEXIANFANZUIDE,YIFAYISONGSIFAJIGUANCHULI。

第六章 监督管理与市场自律

DISANSHIYITIAO SHEQUSHI、XIAN(SHI、QU)JIANGUANBUMENHUOZHESHOUWEITUODEDISANFANGJIGOUYINGDANGGENJUXIANCHANGJIANCHAZHIDU,DUIRONGZIZULINGONGSIDEYEWUHUODONG、FENGXIANZHUANGKUANGYIJIYEWUHECAIWUSHUJUZHENSHIXINGJINXINGXIANCHANGJIANCHA,JISHIFANGFANHEJIUZHENGWEIFAWEIGUIXINGWEI,YUANZESHANGDUIXIAQUNEIMEIJIARONGZIZULINGONGSIMEIBANNIANKAIZHANYICIXIANCHANGJIANCHA,BINGKEGENJUGONGSIJINGYINGQINGKUANG、JIANGUANPINGJIJIEGUODENGSHIDANGZENGJIANXIANCHANGJIANCHAPINCI。

DISANSHIERTIAO SHENGDIFANGJINRONGJIANGUANJUJIAQIANGRONGZIZULINXINGYEJIANDUGUANLIXINXIHUAJIANSHE。

DIFANGGEJIJIANGUANBUMENYUNYONGJIANGUANXINXIXITONG,JIAQIANGDUIXIAQUNEIRONGZIZULINGONGSIDECHIXUJIANGUAN。TONGGUOSHOUJIRONGZIZULINGONGSIYIJIXINGYEZHENGTIDEBAOBIAOSHUJU、JINGYINGGUANLIQINGKUANGHEQITANEIWAIBUZILIAODENGXINXI,JISHIDONGTAIZHANGWORONGZIZULINGONGSIWAIBUJINGYINGHUANJINGBIANHUA、GONGSIZHILIZHUANGKUANG、NEIBUKONGZHIZHUANGKUANG、FENGXIANGUANLINENGLI、RONGZIZULINYEWUQINGKUANG、DUIWAIRONGZIQINGKUANGDENG,DUIRONGZIZULINGONGSIYIJIXINGYEZHENGTIFENGXIANZHUANGKUANGJINXINGFENXI,ZUOCHUPINGJIA,BINGCAIQUXIANGYINGCUOSHI。

DISANSHISANTIAO DIFANGGEJIJIANGUANBUMENYINGDANGGENJURONGZIZULINGONGSIDEJINGYINGGUIMO、FENGXIANZHUANGKUANG、NEIKONGGUANLIDENGQINGKUANG,JIEHEGONGSIJIANGUANPINGJIJIEGUOSHISHIFENLEIJIANGUAN。

DISANSHISITIAO DIFANGGEJIJIANGUANBUMENDUIYUJIANGUANGONGZUOZHONGFAXIANDEWENTI,KEYIYIFACAIQUXIALIEJIANGUANCUOSHI:

(YI)JINGSHI、YUETAN、FENGXIANTISHI(DUIWAITONGBAO)、ZELINGZHENGGAI;

(ER)JIANGDIJIANGUANPINGJI;

(SAN)LIEWEIZHONGDIANJIANGUANDUIXIANG,ZENGJIARICHANGJIANGUANYIJIXIANCHANGCHOUCHA、JIANCHAPINCI;

(SI)TONGBAOZHONGYANGJINRONGGUANLIBUMENZHUSUPAICHUJIGOUYIJISHICHANGJIANGUANBUMEN;

(WU)FALVFAGUIGUIDINGDEQITAJIANGUANCUOSHI。

DISANSHIWUTIAO DIFANGGEJIJIANGUANBUMENYINGDANGYUDANGDISHICHANGJIANGUAN、SHUIWU、RENMINYINXING、YINBAOJIANDENGBUMENHEDANWEIJIANLIXINXIGONGXIANGHEJIANDUGUANLIXIEDIAOJIZHI,YANJIUJIEJUEXIAQUNEIRONGZIZULINXINGYEZHONGDAWENTI,JIAQIANGJIANGUANLIANDONG,XINGCHENGJIANGUANHELI。

DISANSHILIUTIAO DIFANGGEJIJIANGUANBUMENYINGDANGJIANLIRONGZIZULINGONGSIJIQIZHUYAOGUDONG、DONGSHI、JIANSHI、GAOJIGUANLIRENYUANWEIGUIJINGYINGRONGZIZULINYEWUXINGWEIXINXIKU,RUSHIJILUXIANGGUANWEIGUIXINGWEIXINXI,ZAIXINGYENEIBUTONGBAO,BINGJIANGWEIGUIRONGZIZULINGONGSIZHUYAOFUZERENJIQITAFUYOUZHUYAOZERENDERENYUANNARUXINGYECONGYERENYUANJINGSHIMINGDAN,TONGBAOYOUGUANBUMEN、XINGYEZILVZUZHI;JIYUXINGZHENGCHUFADE,YIFAXIANGSHEHUIGONGSHI。

DISANSHIQITIAO RONGZIZULINGONGSIYINGDANGJIANLIJIANQUANXINXIBAOSONGZHIDU,ANYAOQIUDENGLUJIANGUANBUMENZHIDINGDEXITONG,JISHIJINXINGRONGZIZULINYEWUDENGJI,ZHENSHI、ZHUNQUE、WANZHENGTIANBAOXINXI;MEIYUE10RIQIANXIANGXIAN(SHI、QU)JIANGUANBUMENBAOSONGSHANGYUEJINGYINGYEWUTONGJIBAOBIAO,MEIJIDUZHONGLEHOU10RINEIBAOSONGJIDUCAIWUBAOBIAOHEJINGYINGQINGKUANGBIAO,MEINIAN3YUE1RIQIANTIGONGSHANGNIANDUCAIWUHUIJIBAOGAOHESHENJIBAOGAO。

SHEQUSHIJIANGUANBUMENYINGDANGYUMEINIAN3YUE31RIQIANXIANGSHENGDIFANGJINRONGJIANGUANJUBAOSONGSHANGYINIANDUBENDIQURONGZIZULINGONGSIFAZHANQINGKUANGYIJIJIANGUANQINGKUANG。

DISANSHIBATIAO RONGZIZULINGONGSIFASHENGYIXIASHIXIANGDE,YINGDANGZAIWUGEGONGZUORINEIXIANGGONGSISUOZAIDIXIAN(SHI、QU)JIANGUANBUMENBAOGAO;XIAN(SHI、QU)JIANGUANBUMENYINGDANGZAISHOUDAOBAOGAOHOUWUGEGONGZUORINEIXIANGSHENG、SHIDIFANGJINRONGJIANGUANJUBAOGAO:

(YI)GONGSISHANGSHI、FAXINGZHAIQUAN、FAXINGZICHANZHENGQUANHUACHANPIN;

(ER)BEIXINGZHENGCHUFA、GONGSHIJINGYINGYICHANGXINXI;

(SAN)ZHONGDAFALVSUSONG;

(SI)ZHONGDAGUANLIANJIAOYI;

(WU)GAOJIGUANLIRENYUANFASHENGBIANDONG;

(LIU)QITADUIGONGSIJINGYINGFAZHANYOUZHONGDAYINGXIANGDESHIXIANG。

RONGZIZULINGONGSIFASHENGYIXIAZHONGDASHIXIANGDE,YINGDANGYUERSHISIXIAOSHINEIXIANGGONGSISUOZAIDIXIAN(SHI、QU)JIANGUANBUMENBAOGAO,XIAN(SHI、QU)JIANGUANBUMENYINGDANGZAISHOUDAOBAOGAOHOUERSHISIXIAOSHINEIXIANGSHENG、SHIDIFANGJINRONGJIANGUANJUBAOGAO:

(YI)FASHENGQUNTIXINGSHIJIANHUOZHEZHONGDAANQUANFANGFANTUFASHIJIAN;

(ER)ZHUYAOZICHANBEICHAFENG、DONGJIE、KOUYA;

(SAN)ZHUYAOHUOZHEQUANBUYEWUXIANRUTINGDUN;

(SI)GONGSIHUOZHEQIFADINGDAIBIAORENYINSHEXIANWEIFAWEIGUIBEIXINGZHENGJIGUAN、SIFAJIGUANLIANDIAOCHA;

(WU)GONGSIHUOZHEQIZHUYAOFARENGUDONGYIFAJIESAN、SHENQINGPOCHANHUOZHEBEIZELINGGUANBI、DIAOXIAOYINGYEZHIZHAO。

DISANSHIJIUTIAO WAISHENGRONGZIZULINGONGSIZAIBENSHENGSHELIFENZHIJIGOUDE,FENZHIJIGOURICHANGJIANDUGUANLIYOUSUOZAIDIJIANGUANBUMENFUZE。

FENZHIJIGOUSUOZAIDIJIANGUANBUMENYINGDANGJIAQIANGYUGONGSIZHUCEDIJIANGUANBUMENGOUTONGHEZUO,FENZHIJIGOUYINGDANGZHUDONGPEIHESUOZAIDIJIANGUANBUMENDEJIANGUANGONGZUO,ANYAOQIUBAOSONGJINGYINGQINGKUANGYIJICAIWUBAOBIAO;FASHENGZHONGDAWEIFAWEIGUIXINGWEISHI,SUOZAIDIJIANGUANBUMENKEJIANGWEIFAWEIGUIQINGKUANGTONGBAOZHUCEDIJIANGUANBUMEN。

DISISHITIAO GULIRONGZIZULINGONGSIJIARUXINGYEXIEHUIZUZHI,JIAQIANGZILVGUANLI。

RONGZIZULINXINGYEXIEHUIYINGDANGYIZHAOZHANGCHENGGUIFANXINGYEFAZHAN,FAHUIXIEDIAO、FUWUHEJIANDUZUOYONG,PEIHEDIFANGJINRONGJIANGUANBUMENJIANDUGUANLI,TUIDONGXINGYECHENGXINJIANSHE。

第七章 支持行业发展

DISISHIYITIAO YINDAORONGZIZULINXINGYEGUIFANJIANKANGFAZHAN,JIJIZHICHIZHENGCHANGJINGYINGLEIRONGZIZULINGONGSI,TISHENGQIFUWUSHITIJINGJIFAZHAN、ZHICHIZHONGXIAOWEIQIYECHUANGYECHUANGXIN、ZHULICHANYEZHUANXINGSHENGJIDENENGLIHESHUIPING。

DISISHIERTIAO ZHICHIYOUZHIRONGZIZULINGONGSITUOKUANRONGZIQUDAO,JIJIDAJIANHEZUOPINGTAI,ZUZHIKAIZHANYINQIDUIJIEHUODONG,BANGZHUYOUZHIGONGSIHUODEYINXINGSHOUXIN。GULIRONGZIZULINGONGSITONGGUOZHAIQUANSHICHANGMUJIZIJIN,ZHICHIFUHETIAOJIANDERONGZIZULINGONGSITONGGUOFAXINGGUPIAOHEZICHANZHENGQUANHUADENGFANGSHICHOUCUOZIJIN。GULIRONGZIZULINGONGSIYINRUBAOXIANZIJIN,CUJINQIYEKUODAYEWUGUIMO、TISHENGKANGFENGXIANNENGLI。

DISISHISANTIAO ZHICHIJIANGUANPINGJIJIAOGAO、FUHETIAOJIANDERONGZIZULINGONGSIJIERURENMINYINXINGZHENGXINXITONG。DUIYOUJIERUYIYUAN、ZISHENYEWUFAZHANHEXITONGJIANSHEJIAOHAODERONGZIZULINGONGSI,ZAICHONGFENKAOLVBAOSONGSHUJUHEJIERUHOUGUANLIFENGXIANDEJICHUSHANG,JIJIWENTUOYOUXUDIZUZHIKAIZHANJIERUZHONGGUORENMINYINXINGXINYONGXINXIJICHUSHUJUKUGONGZUO。TUIDONGFUHETIAOJIANDERONGZIZULINGONGSIJIERUQUANSHENGZONGHEJINRONGFUWUPINGTAI,JINYIBUTUOZHANRONGZIZULINYEWUFUGAIMIAN。

DISISHISITIAO ZHICHISHELIMIANXIANGZHONGXIAOWEIQIYEHE“SANNONG”DERONGZIZULINGONGSI。GULIRONGZIZULINGONGSIJIADADUISHITIJINGJIDERONGZIZHICHILIDU,YINDAOXIANGGUANJIGOUZHICHIGAODUANZHUANGBEIZHIZAO、DIANZIXINXI、SHENGWUYIYAO、JIENENGHUANBAO、XINNENGYUANJISHUDENGXINGYESHENGCHANSHEBEIYIJINONGYESHESHI、NONGJIDENGTUIGUANGYINGYONG,DUIFUHECAIZHENGJIANGBUZHENGCETIAOJIANDERONGZIZULINGONGSI,KEJIYUSHIDANGBUZHU。

DISISHIWUTIAO TUIDONGRONGZIZULINYUZHONGDAZHUANGBEITUIGUANGYINGYONG、GONGSIJISHUSHENGJIGAIZAO、GONGYEHULIANWANGJIANSHEDENGZHONGDIANLINGYUJIEHE,ZHULIXINXINGCHANYEFAZHAN,BANGZHUGONGSIZHUANXINGSHENGJI。TONGGUORONGZIZULINFANGSHISHISHIJISHUGAIZAO、ZHUANXINGSHENGJI、JIENENGJIANPAI、KEJICHUANGXINDENGXIANGMUDE,ZHICHIFUHETIAOJIANDEXIANGMUSHISHIZHUTISHENBAOZHENGFUXIANGGUANCHANYEYINDAOZIJIN。

第八章 附 则

DISISHILIUTIAO BENXIZESHIXINGQIANYIJINGSHELIDERONGZIZULINGONGSI,YINGDANGZAI2023NIAN6YUE30RIQIANDADAOBENXIZEGUIDINGDEGEXIANGYAOQIU。

DISISHIQITIAO BENXIZEZI2021NIAN3YUE1RIQISHIXING。


公报PDF版浏览、下载:江苏省地方金融监管局关于印发《江苏省融资租赁公司监督管理实施细则(试行)》的通知(苏金监规〔2021〕1号).pdf

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